Common Transaction Form 120220.cdr

Scheme: ____________________________________________________ Plan : ______________________________________________________

Please redeem (`): or ______________________________________________________________ units.

Option: ___________________________________________________________________

ABSL

REDEMPTION

If you have registered for multiple bank account facility in the above folio please specify the bank details in which you wish to receive the redemption proceeds. The bank account should be one of the registered bank account in the folio else the payout will be

released to the default bank account registered in the folio.

Bank Name Account No.

From Scheme (in case of switch) ________________________________________________________ To Scheme _________________________________________________________

Scheme: ____________________________________________________________________________ Amount (

) ________________________________ or Units _______________

ABSL

Folio No.: ________________________________

Date: ______________________

Purchase Switch

Sub Broker Name / ARN No. /RIA No.Distributor Name / ARN No. /RIA No. Sub Broker Code

Employee Unique ID. No. (EUIN)

First Unitholder / Authorised Signatory

Second Unitholder Third Unitholder

Signature

ARN Declaration - Upfront commission shall be paid directly by the investor to the AMFI

registered Distributors based on the investors assessment of various factors including the

service rendered by the distributor.

Please sign below, in case the EUIN is left blank/not provided: I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by the employee/relationship manager/sales

person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction. (refer inst no. A-4) [To

be signed by all applicants, if mode of holding is joint]

FOLIO NUMBER (Mandatory) : Date :

D D M

Y Y

1st Unitholder Name

2nd Unitholder Name

3rd Unitholder Name

PAN / PEKRN (Mandatory)

(Prefix if any)

14 digit CKYC Number

PAN / PEKRN (Mandatory)

Prefix if any

14 digit CKYC Number

PAN / PEKRN (Mandatory)

CKYC

Number

Prefix if any

14 digit CKYC Number

CKYC

Number

CKYC

Number

ADDITIONAL PURCHASE

(Cheque / DD payment favouring “Scheme Name”) Refer Instruction Section B

payable to the above scheme drawn on (Bank Name & Branch Address) ______________________________________

In case you do not mention the Plan and Option, units will be alloted under default option as per respective scheme related documents.

Scheme: _____________________________________________________ Plan : ____________________________ Option: ____________________________ Sweep to (applicable only for Dividend Option) ____________________________

ABSL

Payment Mode:

NEFT/RTGS Fund Transfer Others __________________

Please Specify

Amount (`):

DD Charges: Net Amount ( ): `

D D M

Y Y

Dated:

Chq/DD No.: ____________________________ / UTR / REF. No. __________________________________

Mandatory for OTM

Cheque/DDOTM (One Time Mandate)

(Please ensure that the sequence of names in the folio matches with that of the A/c. held with the depository participant)

ALLOT UNITS IN DEMAT MODE (OPTIONAL)

NSDL:

Depository Participant Name: __________________________________________

CDSL:

Depository Participant Name: _________________________________________________

Beneficiary A/c No.

DP ID No.:

I N

Beneficiary A/c No.

Enclosed:

Client Master

Transaction/ Statement Copy/ DIS Copy

COMMON TRANSACTION FORM (for One Transaction Only)

(PLEASE READ THE INSTRUCTIONS BEFORE FILLING UP THE FORM.)

Acknowledgement Slip (To be filled in by the Investor)

COMMON TRANSACTION FORM

Collection Centre /

ABSLAMC Stamp & Signature

I/We would like to switch ` or ____________________________________ units

ABSL

SWITCH

FROM SCHEME / PLAN _____________________________________________________________________ Option _________________________________

ABSL

Aditya Birla Sun Life AMC Limited (Investment Manager to Aditya Birla Sun Life Mutual Fund)

Regn. No.: 109. Regd Office: One Indiabulls Centre, Tower 1, 17th Floor, Jupiter Mill Compound,

841, Senapati Bapat Marg, Elphinstone Road, Mumbai - 400013

+91 22 4356 7000 | [email protected] | www.adityabirlasunlifemf.com | CIN: U65991MH1994PLC080811

1800-270-7000

adityabirlacapital.com

DECLARATION(S) & SIGNATURE(S)

Second Unitholder

First Unitholder / Authorised Signatory

Third Unitholder

Signature

To,

The Trustee, Aditya Birla Sun Life Mutual Fund

Having read and understood the contents of the Statement of Additional Information / Scheme Information Document of the Scheme, I/We hereby apply for units of scheme & agree to abide by the terms, conditions, rules and regulations governing the scheme. I/We hereby declare that the amount invested in the scheme is

through legitimate sources only and does not involve and is not designed for the purpose of the contravention of any Act, Rules, Regulations, Notifications or Directions of the provisions of the Income Tax Act, Anti Money Laundering Laws, Anti Corruption Laws or any other applicable laws enacted by the government of India

from time to time. I/We have understood the details of the scheme & I/we have not received nor have been induced by any rebate or gifts, directly or indirectly in making this investment. The ARN holder has disclosed to me/us all the commissions (in the form of trail ommission or any other mode), payable to him for the

different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us. I / We acknowledge that the RIA has entered into an agreement with the AMC / MF for accepting transaction feeds under the code. I / We hereby indemnify, defend and hold harmless the AMC / MF against

any regulatory action, damage or liability that they may suffer, incur or become subject to in connection therewith or arising from sharing, disclosing and transferring of the aforesaid information. I/We confirm that details provided by me/us are true and correct.

TO SCHEME / PLAN ________________________________________________________________________ Option ________________________________ Sweep to (applicable only for Dividend Option) ___________________________

Redemption

2. Additional Purchase request should necessarily mention the pay-in bank account details i.e. account number and bank, branch name used for issuing the payments to the Mutual Fund.

1. Please read the Scheme related documents, Addenda, KIM carefully before submitting the form.

A. Common Instructions:

3. If the broker details are changed / re-written, please countersign near the broker box for confirmation.

4. Employee Unique Identification Number (EUIN): For applications routed through distributors, in addition to the ARN of the distributor, Unitholders are requested to also provide the EUIN of

the individual ARN holder or of employee/relationship manager/sale person of the Distributor interacting with the investor. Providing appropriate EUIN would assist in tackling the problem of

mis-selling even if the Sales personnel on whose advice the transaction was executed by investor leaves the employment of the distributor or his/her sub broker. If the distributor has not

given any advice pertaining to the investment (i.e. transaction is 'execution only'), then the EUIN box may be left blank, but it would be mandatory for the investor to provide signed

confirmation as mentioned in the form. EUIN is not required to be provided for redemption transactions.

5. In case ARN No/ Broker Code is mentioned in the form, but 'Direct Plan' is indicated, the ARN No/ Broker Code will be ignored and the application will be processed under Direct Plan under

respective scheme, subject to it being complete in all other aspects. Further, where application is received for 'Regular Plan' without Distributor code or 'Direct' mentioned in the ARN Column,

the application will be processed under 'Direct Plan' of the scheme.

B. Specific Instructions For Additional Purchases:

1. To make an additional purchase, the first unit holder should be one of the bank account holders in the pay-in bank account i.e. the bank account used for issuing the payments to the Mutual

Fund. Unitholder should attach necessary supporting documents as required by the Mutual Fund, if this is not evidenced on the payment cheque/funds transfer/RTGS/NEFT/OTM request, or

demand drafts.

2. KYC: According to guidelines issued by SEBI under 'The Prevention of Money Laundering Act, 2002, it is made compulsory for all unitholders to be KRA-KYC compliant while making an

application for subscription of units. For more information on KRA-KYC, please log on to www.birlasunlife.com before investing. Applications are liable to be rejected without any intimation to

the applicants, if required KRA-KYC compliance is not complied by all the unit holders.

3. Payment through Stock invest, outstation cheques, and third party payments will not be accepted. D.D. charges, if any, would be borne by the AMC only for the investors residing at places

which are not covered by our offices / authorised centres. The maximum charges so borne by the AMC would be restricted to limits as prescribed by State Bank of India.

C. Specific Instructions For Redemption/Switch: Redemption may not be processed if folio number and full scheme name including plan and option is not mentioned. Redemptions/Switches will

be processed only if amount/ units is clearly mentioned. If there is no sufficient amount/ units, the balance available free units in the respective account/folio will be redeemed/ shifted

/switched. Proceeds of any redemption request will be sent only to a bank account that is already registered in the folio at the time of redemption transaction processing.

General Instructions